Tag Archives: Ottoman Empire

Event Horizons: Turkey’s Military Coups and Varied Trajectories of History

Journalists know that to understand current events, we must put them in context.  The trick is identifying which context is most relevant.  Friday’s failed coup in Turkey was widely reported with a surprisingly standardized context, a canonical list of military coups in the modern Turkish republic since 1960.  While that is surely an important part of the story, there are longer and shorter trajectories of history that are relevant to understanding recent events, even within the specific category of Turkish military coups.

News reports of the coup have been consistently careful to mention the long history of military coups in the modern Republic of Turkey.  The canonical coups, in which the military ousted the civilian government for a variety of reasons and held power for a varying length of time before allowing new elections to be held, occurred in 1960, 1971, 1980, and 1997.  (One article oddly replaced 1997 with 1993, but it is not clear whether that was simply a typo or in fact a reference to the covert coup which some people allege occurred during that year.)  The fact that the first three happened at intervals of a decade was noted, as well as the nearly two decades since the “postmodern coup” (as it is sometimes called) of 1997.  With these coups as a baseline, explanations for the failure of this weekend’s coup attempt illuminate its divergences from previous military interventions in politics.

All of that is well and good, and certainly has its place.  But it is not the only historical trajectory that matters.  This is middling level context, consisting of events within the living memory of most members of society, but Turkey has both a longer and a shorter history of military interventions of politics.

A number of articles initially remarked with surprise on the junior ranks of the apparent leaders of this military coup.  (The enlarging circle of arrests has now included several top military leaders, but that is a revision of the initial story, and it is not clear whether the shift is due to better [unrevealed] evidence or the political goals of the victorious president.)  But this was not the first coup attempted by junior military officers.  In 1908 the Young Turk Revolution forced the Ottoman sultan to reinstate the constitution (which he had been studiously ignoring for thirty years), call together a parliament, and rule as a figurehead, and most of the military personnel in that coup were junior officers who belonged to the Committee of Union and Progress (CUP).  One of those junior officers was a young man named Mustafa Kemal (later known as Atatürk), who in 1916 as a lieutenant colonel was the real hero of the battle of Gallipoli.  Mustafa Kemal, a young general by 1919, led the Turkish forces in the Turkish War of Independence to establish today’s Republic of Turkey in the ruins of the Ottoman Empire.  He personally led the new Republic as its first president until his death in 1938, and his political program (“Kemalism”) defined the state for most of the twentieth century.  The Turkish military today sees itself as the last defender of Kemalism in Turkey, and they certainly remember the role that junior military officers can play in military coups.  (It also helps plausible deniability not to have the top brass most deeply involved.)  While no one alive today remembers the Young Turk Revolution, and very few remember Atatürk, military leaders know military history, and this may be a longer-term context in which the coup’s leaders understood their actions.

On the other hand, there is also a much more immediate and indeed personal historical context, which will have an especially strong impact on the fallout of this weekend’s failure.  I have not seen any news reports take serious stock of the increasing conflict between the current Turkish president, Recep Tayyib Erdoğan, and the military.  Erdoğan was himself banned from politics by the military for a period of five years following the 1997 “postmodern coup.” In 2002 his new conservative Justice and Development Party (known by the Turkish acronym AKP) was voted into power, and Erdoğan became prime minister in 2003.  In 2007, as the ruling AKP nominated its presidential candidate Abdullah Gül for the upcoming election, the Turkish military said on its website that the country’s foundational secularism was under threat, presumably because Gül’s wife wears a hijab, unlike previous presidents’ wives.  Yet unlike the 1997 memorandum, in this case the army’s intervention failed: Gül was eventually elected anyway, although it took several attempts.  The military’s power was clearly weaker in 2007, and by the time of the Sledgehammer trials in 2011, the AKP seemed to have successfully brought the military to heel.  The government likewise used the Ergenekon trials to target military opposition.  Irregularities in evidence and procedure, and the split between Erdoğan and Fethullah Gülen, led to the convictions being overturned in the past sixteen months, but they are clearly part of a general trend of escalating conflict between Erdoğan’s government and the Turkish armed forces.  This shorter term trajectory of conflict between the military and Erdoğan personally will have a strong impact on the government’s response to the failed coup attempt.  Erdoğan even called the coup “a gift from God to us because this will be a reason to cleanse our army.”

Is ISIS Medieval?

A while ago I read a thought-provoking discussion of the goals of the Islamic State in Iraq and Syria (ISIS), and how that jihadist group draws from pre-modern Islamic religious texts in formulating its tactics and its appeal to violent extremist Muslims.  The author is at his provocative best in likening well-intentioned Western liberal attempts to define ISIS as un-Islamic as a kind of takfirism, or labeling certain Muslims as unbelievers.  I think he misses the point when he delegitimizes practicing Muslims for describing ISIS as un-Islamic, and indeed, his article provoked a firestorm of criticisms, refutations, and abuse over the use of the term “Islamic” for ISIS.  For practitioners, islam is submission to God’s will, and if ISIS is going against God’s will, then they are ipso facto not islam.  It does not require historical naivete (or, as Prof. Haykel evocatively termed it, “a cotton-candy view of their own religion,” although see his clarification here) to acknowledge that many things historically practiced by Muslims are inconsistent with what most modern Muslims understand to be God’s will.  However, the real bone I want to pick with the article is the way it simply accepts the Salafi account of what medieval Islam was, an account which is itself revisionist history.

Put simply, the “medieval Islam” to which ISIS and other Salafis appeal never existed as such.  Too many scholars play along with this modern chimera, though they know better, and thus are complicit in a cultural genocide which is reducing the fascinatingly diverse pre-modern Middle East to a one-dimensional textbook description of Sunni Arab Islam, complete with five pillars evidently erected by Muhammad himself. Continue reading

A Surfeit of Calendars in the Middle East

The story is related of Hulegu, the Mongol conqueror of Baghdad in 1258, that he once encountered a band of Qalandar sufis.  Those were the wild and woolly ones, who deliberately flouted social conventions and even the sharia in various ways to show how holy they really were.  Hulegu asked the Muslim leader Nasir al-Din Tusi, who was accompanying him, who these social misfits were, and Tusi replied that they were the excess waste of society.  So Hulegu ordered them all killed.  I am not a Mongol general, but after a frustrating series of miscalculations I can harbor similar feelings as Tusi to the plethora of calendars in the Middle East.

Most societies have found it useful to have a common calendar, and many indeed come to regard their shared ways of marking time as so natural that they forget the existence of alternatives.  Years, months, and days are simply natural phenomena with uncomplicated definitions.  Until one encounters a radically different calendar. Continue reading

The Perils of Partitions: Iraq & Syria

I just published an opinion piece on Muftah.org entitled “The Perils of Partitions: Iraq & Syria” which begins:

The idea has been suggested repeatedly that Iraq, and now Syria, need to be partitioned.  As the argument goes, the region’s post-World War I boundaries, which were drawn by the British and French with little regard to local realities, should not be defended.  Both Syria and Iraq are socially divided along sectarian lines. According to this reasoning, once each sect has its own state, the conflicts engendered by these divisions will disappear or at least be minimized.  As the argument goes, Iraq is already partitioned, to a degree, given the legal autonomy of Iraqi Kurdistan, which is the most peaceful and secure portion of the country.

Proposals to divide Iraq and Syria along different boundary lines make a lot of sense and are very attractive.  The only problem is they will lead to massive population displacement, the impoverishment of minorities, and genocide.

(Read the article…)

Lost: What’s in a Name?

Since the Islamic State of Iraq and Syria (ISIS) announced that they have shortened their name to simply “the Islamic State,” Western media have had difficulty knowing what to call them, especially because they are also known as the Islamic State of Iraq and the Levant (ISIL).  But this name-change is not simply an attempt at re-branding: the terrorist group also prohibits anyone under their governance from calling them by the common Arabic abbreviation Da’ash (داعش, for الدولة الإسلامية في العراق والشام).  The penalty for using the proscribed, but common colloquial, acronym is 80 lashes.  What’s going on here? Continue reading

The End of Christianity in Mosul

The Islamic State of Iraq and Syria (ISIS) has consolidated its hold on the city of Mosul in northern Iraq and is busy converting the metropolitan center to its own extremist brand of Sunni Islam.  Last week the group’s leader Abu Bakr al-Baghdadi, now styling himself Caliph Ibrahim, issued an order for Christians in the city to (a) convert to Islam, (b) pay the jizya tax on non-Muslims at an unspecified rate, or (c) be killed, although some awareness of the option to leave was displayed in the order as well.  Reports that a church was torched are of uncertain veracity (see a careful analysis of the photos circulating around the web at this blog), but images showing an Arabic ن (for نصارى, nasara, meaning “Christians”) spray-painted on various houses indicate that these houses were available to be seized.  Nor are Christians the only ones to suffer: reportedly some Shiite men have disappeared, Shiite families have been told to flee or be killed, and Shiite homes have been emblazoned with another Arabic letter, ر for رافضي (rafidi) something like “heretic scum,” while reports are also circulating that ISIS has destroyed the Sunni shrine and tomb of Nabi Yunus (the biblical prophet Jonah) in the ruins of ancient Nineveh to the east of the Tigris).  In this climate, most Christians chose to leave Mosul for the comparatively tolerant lands of Iraqi Kurdistan to the north, although refugees have reported being robbed of all their belongings at the checkpoint leaving the city.

The Chaldean Catholic Patriarch of Babylon, Louis Sako, who is presently the highest ranking ecclesiastical official of any denomination in Iraq, commented on the expulsion of the Christians, “For the first time in the history of Iraq, Mosul is now empty of Christians.” Continue reading

What is History?

The past doesn’t change, right?  So once we know what happened, what else is there to do?  What do historians do, anyway?

The history profession has many critics, but even many of its fans cannot figure out what historians do, other than teach.  I recently visited family and encountered these questions more explicitly than I had in the past.  As a historian starting an assistant professorship, these are questions I expect to hear from my students, and to which I hope to provide them with an adequate answer.

We might grant that the past doesn’t change, but to do so we need some large caveats.  While what happened does not happen differently (unless time travel is in fact possible, according to Back to the Future), our access to what happened is indirect.  New sources are being discovered which reveal additional aspects about parts of the past which were unfamiliar.  Discovery of new data is one of the important functions of historians.  And if you wish to learn anything outside of the past 500 years or outside of that portion of the world dominated by English speakers, you will need trained experts to interpret the evidence and translate it into a language you can understand.

But discovery of new data is only a small portion of what historians do, although it is always exciting when it happens.  A larger portion of the historian’s job is to interpret the data which is already known.  Okay, so we know that in 1258 the Mongol general Hulegu (grandson of Chinggis Khan) conquered Baghdad and executed the last Abbasid caliph.  So what?  Why is that an important event?  Who cares?  The historian’s job is to answer these questions.  This conquest put a final whimpering end to the myth of unity in the Islamic world.  For three centuries already the caliph in Baghdad had been a puppet in Baghdad with little real power, yet Sunni thugs who wanted to appear as legitimate rulers would send letters to Baghdad claiming to ask for recognition from the caliph, which the caliph rarely if ever refused.  And thus, at least for the region west of Libya, there was a notion that all Islam was united under one caliph.  After the Mongol pagan Hulegu killed the last Abbasid caliph, a new Abbasid caliphate was quickly established in Egypt (whose successors continued, after the Ottoman conquest of Egypt, in Istanbul until 1923), which achieved recognition within lands ruled from the Nile valley. But to the north in Anatolia and to the east of the Euphrates, areas now ruled by Mongols, Muslims religious thinkers learned how to get along without a caliph in their political theories.  The events of 1258 forced some rapid rethinking of the relationship between religion and politics in the Islamic world.

That’s the significance question, but historians also care about the causality question: why did the events of 1258 happen as they did?  Why did the Central Asian steppe nomads conquer most of Asia and part of Europe, but not India, Palestine, Egypt, or Western Europe?  It’s easy to say that they ran out of gas, but why then?  Why there?  Western European sources from the 1240s to the 1260s show clear concern that the Mongol juggernaut would roll over them next.  And why did the events of 1258 have the particular effects they did, rather than some other effects?  Why didn’t all Muslims in Iraq rise up in revolt at the death of the caliph and attempt to establish a new caliphate, as some are doing today in northern Iraq?  Causal questions are difficult, because the phenomena involved are many-faceted, and there are many variables that we don’t have access to in the evidence that survives (and historians are bound to the surviving evidence; that is what distinguishes them from authors of historical fiction).  Because questions of causality are difficult, they occasion much debate, as questions of significance also do, and historians debate these questions.

One might naively suspect that the causality and significance questions could be settled once and for all, and then historians would move to more recent topics.  But this has not happened, and will not happen, for a few reasons.  One reason is that we interpret the evidence of the past through our present understanding of the world.  As we understand better, or perhaps just differently, “how the world works,” so our understanding of the evidence for the past changes as well.  Historians are necessary to help sift out narratives about the past which depend on theories about the world which have been disproven.  For example, a theory about the rise of the Mongol Empire in the 13th C which remains popular today is the environmental theory put forward by René Grousset’s The Empire of the Steppes, according to which all Central Asian nomads grew up in a climate which forced them to be natural warriors with a desire to conquer the sedentary lands around them, and whenever the military of those sedentary lands degraded in quality, conquest from the steppe lands was inevitable.  This is to say that the Mongol conquests did not depend at all upon what happened where the nomads lived, but was exclusively a function of what happened in the “civilized lands.”  This is clearly wrong, and yet it remains popular, because it was written in a seductively clear narrative which was mass-marketed.  Historians need to challenge this notion.

Another reason these arguments will never cease is that we investigate history to learn more about the present.  As the present changes, so too does our view of the past; things that previously seemed very significant suddenly seem less so, or vice versa.  When a descendent of Hulegu, Ghazan Khan, adopted Islam, this is seen as a significant event.  (Personally, I doubt it was very significant).  When Ghazan’s brother Oljeitu rejected Sunni Islam for Shi’ism, this is seen by some as a significant event, precisely those people who look at Middle East conflicts today and see them as sectarian conflicts between Sunni and Shia, while others think the switch was largely cosmetic on Oljeitu’s part (how much did he know about Islam anyway?).  Cultural forces which previous generations assumed were universal motivators, such as religion, have been considered in some recent historical scholarship to be just a front for “the real motives,” usually economic or sociological.  Historical causality and significance are difficult and elusive topics, and hence historians are always attempting to come to a better understanding of them.

But I think the most important job of the historian is not these, precisely, although these questions play a role in it.  The most important job of the historian is to help society come to terms with the quantity of the past.

There is a lot more information about the past than any single person can hope to understand, no matter how thoroughly she or he devotes a lifetime to the pursuit (and some people need to earn a living, and see friends and family).  The abundance of information about the past creates the problem that no one can fully understand it.  It’s also true that no one can know all the things that are going on in the world right now, so scientists create models of the physical world to enable us to understand why things happen a certain way, and to allow us to interact with the world around us.  Much more has happened than is happening (because whatever is happening is past just as quickly), and so historians create models and frameworks to organize our understanding of the past.  These mental models and frameworks are necessary to make sense of the past, to reduce the overwhelming details into stories which tell us about our world and what makes it the way it is.

People create mental models to understand their world somewhat reflexively; it’s one of the amazing things about being human.  But these models are not necessarily correct, no more than any other explanation after the fact is necessary correct.  So just as amazing, to my mind, is the propensity for people to create erroneous models of the past.  And historians argue about these models, to see which is better.  To come back to Hulegu’s conquest of Baghdad in 1258, we know it had an effect.  But was that effect significant enough to merit distinguishing all that went before it in the Middle East from all that went after it?  Or did the year 1200 have more in common with 1300 in most of the Middle East than either did with 900?  Historians debate this.  (I have debated this.)  This is the debate about periodization: where should we put the pauses in our accounts of the past in order to make the most sense?  And while historians rightly think that too much effort has been put into “getting the periodization right,” since different phenomena will inevitably have different natural stopping points, periodization is just one aspect of the question of which mental model makes the most sense about the past.

Many people continue to believe history is just a series of names and dates, and no doubt this is how history is commonly taught.  Meanwhile, historians see history as a series of debates, where the dispute is not (usually) about what happened or didn’t, but about larger questions, such as why it happened, why it matters, and what is the best framework for understanding this event in the larger trajectories of human experience.  Such questions transform history from a deadening litany of the dead into a living and changing collective attempt to understand better the world in which we live today.

Non-Muslim Significance? The Danger of Oversimplification

It is true that Muslims are today a demographic majority in every country of the Middle East except Israel.  (Even there, however, Muslims would be nearly a majority, if Palestinians in the Palestinian Territories had the same citizenship rights as the Israeli settlers.)  But such a blanket statement obscures more than it reveals.  There is a vast difference between Iran, which is almost 100% Muslim, and Lebanon, where Muslims are less than two thirds of the population and the government is divided roughly evenly between Muslims and Christians (with the requirement that the president be a Maronite Christian and the Prime Minister a Sunni Muslim, among various other requirements).  Granted, the population of Iran is many times that of Lebanon, but the point is that the other countries in the region (including Egypt, Turkey, and Iraq, all very populous) are between these two extremes.

Nor are all Muslims alike.  Differences between Sunni Muslims and Shiʿites are only the tip of the iceberg: at least four “legal schools” of Sunnis and several branches of Shiʿa Islam all have different requirements and regulations.  Fellow feeling between Sunnis and Shiʿites is a very recent development, and has not overcome sectarian violence in Syria and Iraq nor the regional rivalry between (Sunni) Saudi Arabia and (Shiʿite) Iran.  These differences are independent of the gradations between secularist and devout Muslims or between modernist and Salafi Islam.  Intra-Muslim diversity means that Muslims may feel more fellow feeling with certain non-Muslims than with other Muslims, and the demographic strength of Islam is more attenuated.  This also leads to greater differences between countries: Egypt has more Coptic Christians than Shiʿites, while Iraq is about two-thirds Shiʿites and one third Sunnis.

When the historical perspective is taken, the present overwhelming demographic dominance of Islam is seen as a relatively recent development in some parts of the Middle East.  The Middle East has been mostly ruled by Muslims since the seventh century, although the Byzantine Empire continued to rule most of what is today Turkey until the eleventh century, the Crusaders ruled parts of eastern Turkey, western Syria, Lebanon, and Palestine/Israel for a couple centuries, and most broadly but most briefly the non-Muslim Mongols under Hulegu and his successors conquered all of Iran, Iraq, most of Turkey, and (repeatedly but ephemerally) Syria. The religion of the rulers is frequently taken as characteristic of the religion of the land, and so the Middle East is often called the “land of Islam,” in Arabic dar al-Islam, or the “central Islamic lands.”  That this term doesn’t simply mean that Islam came from the Middle East is shown by the fact that the Middle East is never called, by parallel, the “land of Judaism” or the “land of Christianity,” though both also came from that region.  In French, the confusion between religion of the ruler and religion of the land is even starker: areas under Islamic ruler are simply labeled l’Islam.

But the religion of Muslim rulers should not be taken as determinative for the population as a whole.  Muslim rulers frequently employed non-Muslims to carry out bureaucratic work, at least into the fifteenth century in much of the Middle East, and later in Ottoman Constantinople.  With rising European interest in the Middle East, local Christians and Jews were often the translators and intermediaries between the newly arrived foreigners and the local Muslim rulers and populace.  Middle Eastern non-Muslims did not only attain prominence through European intervention, however: Faris al-Khoury was already in government before the French claimed Syria in 1920, and went on to become Prime Minister of Syria twice, though a (Greek Orthodox turned Presbyterian) Christian.  Tariq ʿAziz was the deputy Prime Minister of Iraq under Saddam Hussein, and a Chaldean Catholic (a group of native Iraqi Christians who, beginning in the 16th C, started entering communion with the Roman papacy).  George Sabra, an active voice in the Syrian Civil War, has been president of the Syrian National Council and acting president of the Syrian National Coalition (the opposition group favored by the USA and Western Europe).  The history of the Middle East, even in the last century, cannot be told accurately without naming certain key non-Muslims.

Although these individuals are exceptional, they are not unique.  They are rare because they are at the highest echelons of government, where they were not selected because of but despite their non-Muslim religious affiliation.  Many more non-Muslims have been employed by Middle Eastern governments, both pre-modern and modern, at lower ranks.  And the broader population of non-Muslims, not employed by government, was a significant portion of many Middle Eastern countries into the twentieth century.  Before 1915 in eastern Anatolia and 1923 in western Anatolia, Christians were almost a fifth of the population (mostly Armenians and Syriac Christians in the east, Greeks in the west) in what would become the Republic of Turkey.  Such a proportion means that, depending on levels of integration, every Muslim would know not merely one but several Christians, and may need to do business with them.  Christianity in Iraq has dipped from 10% around the middle of the 20th C to less than 2% today.  We do not know when Muslims became even a bare majority of the population in Egypt or Syria, but it was certainly not before 1250.  That may seem like ancient history to many modern readers, but that means Islam spent at least six centuries as a ruling minority religion, almost half of the history of the “Islamic” Middle East to date, and both countries still have Christian minorities around 10% of the population, absent from parts of the countryside but certainly visible in all cities.

Today a higher proportion of Middle Easterners are Muslim than at any point in the past, but the proportion has changed significantly even within the last century.  Nevertheless, Christians have continued to play a prominent, if subordinate, role in government.  And the divisions between different Christian and Muslim groups reduce the sense, within the Middle East, that “basically everyone agrees with me.”  People from the Middle East know there is religious diversity.  For westerners to regard the Middle East as “Islam + Israel” is negligently over-simplistic.

Who are the Chaldeans?

A friend of mine recently met some Chaldeans in Michigan, and as I am his go-to guy for all matters Middle Eastern and Christian, he asked me who they were.  Here is my response, lightly edited for broader publication:

The subject of Chaldean ethnicity is rather complicated.  Basically “Chaldeans” are Catholic Assyrians,” as these two terms get used in modern Iraq.  The connection with the “Assyrians” of the Old Testament (much less the astrologers of Daniel 2) is debatable.

A more detailed answer must be aware of the fact that Christianity in Iraq has almost disappeared as a result of a very difficult past century.  Widespread massacres in 1915 (better known in the West as the Armenian Genocide, although Armenians were not the only targets) killed large numbers and drove them south into the central Iraqi plain.  At the end of World War I, while the victorious Western powers were meeting in Paris, British officers in Iraq encouraged an Assyrian leader named Agha Petros to try to capture a territory for an Assyrian “homeland” and present the victors with a fait accompli; the attempt was disastrous.  The British Mandate government which subsequently ruled Iraq frequently used the Assyrian Christians as a paramilitary force, which made them deeply unpopular with other groups in the area.  After the British pulled out in 1932, the Simele massacres of 1933 further reduced Assyrian numbers and solidified Iraqi national sentiment against the Assyrians.  Many Assyrians emigrated from Iraq in this period.  Those who remained stabilized as a small minority within Iraq, and pressures to abandon the Assyrian neo-Aramaic language in favor of either Arabic or Kurdish have been intermittently very high.  Saddam Hussein was seen by a few (notably Jean-Maurice Fiey before 1973) as more friendly to Christians (his foreign minister Tariq Aziz is a Chaldean Catholic), though his Arab Nationalist Ba’ath party also discouraged the use of Assyrian neo-Aramaic in favor of Arabization.  Assyrians today speak not only of the genocide of 1915, but also of a cultural genocide.  So one must be careful how one addresses the history of an endangered minority.  Nevertheless, history cannot be written to serve present pain.

Most Assyrians emphasize that their ethnic identity has not changed since before the rise of Islam.  So I’ll give you three perspectives: the “traditional” Assyrian view (as forcefully expressed by various Assyrians I have met), the widely held scholarly view, and my compromise.

The “traditional” Assyrian view

Don’t be misled by the label “traditional”; one Orthodox priest used to say that unchanging tradition is whatever your grandmother did.  It need not be older than a century.  But this view says that the ancient Assyrians who ruled much of the Near East from their capital at Nineveh never died out.  Instead they were conquered by the Babylonians (in 612 BCE), the Achaemenid Persians (in the late 500s BCE), Alexander the Great (shortly before 300 BCE), the Parthians (in the 220s BCE), the Romans (briefly in the 110s CE), the Sasanian Persians (in the 230s CE), the Muslim Arabs (in the 630s and 640s), the Mongols (in the mid-13th C), and the Ottomans (in the 1530s).  In the meantime, the apostle Thomas had sent his disciple Addai to Edessa (modern Urfa in SE Turkey), and Addai in turn sent his disciple Mari to Seleucia and Ctesiphon, the capitals of the Persian Empire.  They converted the Assyrians among various other peoples, and although they used Syriac in the churches, they continued to speak Assyrian neo-Aramaic.  Assyrians practiced Christianity in large numbers and flourished in the plain around Mosul (founded across the Tigris river from ancient Nineveh), until at the end of the 14th C Timur Lenk (“Tamerlane”) conquered the region and slaughtered them, and many of them retreated to the mountains to the north.  (In the 16th C, many of those left in the plains adopted Catholicism and became “Chaldeans.”)  The “Mountain Nestorians” were the target of American and British missionary ventures in the 19th C, and during the sufferings of the twentieth century, those who could fled to the West (especially Chicago, Stockholm, and Melbourne, but also London, Detroit area, and other places).  Thus they are the ancient Assyrians, who recently have suffered genocide and cultural extermination.

The “standard” scholarly view

A few scholars accept the “traditional” Assyrian view, but most do not.  The skeptics point out that when the American missionaries traveled to the “Mountain Nestorians” in the 1830s and 1840s, they claimed to be the ten lost tribes of Israel!  On the most common view, the term “Chaldean” was not used within this community before the 1700s, being translated from the Latin.  The first use of the term “Chaldean” to refer to a contemporary community since antiquity was in 1445, when a branch of the Church of the East in Cyprus submitted to the Papacy and was called “Chaldean”.  The merger didn’t last long, but in 1553 a monk from northern Iraq traveled to Rome to ask to be appointed “Patriarch of Babylon,” and he and those who followed him were termed Chaldeans in Latin.  In Renaissance Europe, the main dialect of Aramaic which was studied was the one in Daniel 2 (and other biblical texts), which was termed “Chaldean” due to the fact that in the text it is the Chaldeans who first speak it to Nebuchadnezzar.  So when Christians from northern Iraq showed up speaking a (rather different) dialect of Aramaic, they were labeled “Chaldeans”.  The term “Assyrian,” it is claimed, was not used for a contemporary community until the English adventurer/archaeologist (Indiana Jones type) Henry Layard discovered the ruins of ancient Nineveh across from the city of Mosul.  In light of 19th C European theories of racial fixedness and physiognomy, Layard and other Brits after him declared that the Christians of the area were clearly “Assyrians,” from their facial resemblance to the stone reliefs which colonial antiquities collectors were busy bringing back to the British Museum in London.  In the second half of the 19th C, the term “Assyrian” was adopted by the community itself as an importation of European nationalism in order to argue for their right to political autonomy against the Ottoman Empire (just as the Greeks had done earlier).  With the genocide in the early 20th C and the 1933 massacres, ethnic identity assumed primacy over religious identity within this community, especially as they continued (whether still in Iraq or now in the West) to lobby for political autonomy using European terms.  Thus there is no continuity between the ancient Assyrians and the modern Assyrians.

My views

There are various mediating positions which scholars adopt between the extreme view just summarized and the “traditional” view.  A few details: the term “Assyrian” was known and used before 1840, in various centuries.  For example, the 2nd C Christian author Tatian identified himself in Greek as “Assyrios.”  The Armenians used “Asoristan” (the “land of the Assyrians”) straight through the medieval period, and also (though less commonly, perhaps) used the group name “Asorik’.”  The Syriac terms “Athor” (a place) and “Athoraya” (a person from that place) were very rarely used from the fifteenth to the eighteenth century.  Additional citations can be found on the Wikipedia page “Assyrian Continuity“.

The difficulty is that proponents of Assyrian continuity typically fail to ask the question what “Assyrian” means in different contexts, but assume its meaning is unchanging.  What Tatian meant, I am not sure, but probably appealed to a Mesopotamian birth (and not all Mesopotamians are or were “Assyrians” in the modern sense).  The eleventh-century Greek historian Michael Attaleiates termed one person an “Assyrios” on account of his having been born in Antioch in Syria, not in Mesopotamia at all.  The Armenian “Asuristan” is clearly a designation for Iraqi Mesopotamia as distinct from “Mijaget” (“Mesopotamia”), which was used for upper Mesopotamia in what is now Syria and Turkey, and “Sham” (Syria southwest of the Euphrates).  The Syriac “Athor” refers to the region around Mosul in northern Iraq, and “Athoraya” refers exclusively to someone from that small region, not to any of the people in other regions (such as the mountains of Kurdistan or Hakkari, or the plain west of the Lake Urmia in NW Iran) whose descendants now call themselves “Assyrians.”  So some memory of Mosul as the capital of the ancient Assyrian Empire seems to have survived.

But pre-modern Middle Easterners did not use ethnic names for enduring descent groups, as became popular in modern Europe.  So “ethnic” labels such as “Assyrian” should be understood with reference to places, languages, or religious groups.  (Indeed, the “ethnic” term preferred by 17th C poets who would later be called “Assyrians” was not “Athoraye” but “Suraye” – i.e. Syriac speakers.)  Given the American missionaries’ reports that the “Mountain Nestorians” in the 1830s believed they were the ten lost tribes of Israel, it seems likely that leaders in the community were willing to adopt whatever “ethnic” label would be most advantageous, and one can hardly blame them in light of their subsequent sufferings.  Thus it is simply false to say that there has always been a well-defined ethnic group known as the “Assyrians” to themselves and to others, who preserved the cultural identity of Sargon and Sennacherib and the ancient Assyrian Empire.

On the other hand, it is certainly true that the ancient Assyrians were not exterminated, so the modern Assyrians are probably descendants of the ancient Assyrians.  But the ancient Assyrians are not known to have practiced strict endogamy, so they certainly intermarried with newcomers in the form of Israelite captives, Kurds, Persian conquerors, a small group of Greek invaders, Armenians, Arabs, and finally Turks.  Just as my own “northwestern European” cocktail of ancestry is not distinctively French, English, German, or Irish, much less any specific tribe in any of these areas, so modern Assyrians can count their ancestors from many different groups.  Modern Assyrian culture is probably also a continuous development from ancient Assyrian culture, but again not exclusively, as their Aramaic dialects absorbed words of Persian (in at least two waves), Arabic, Kurdish, and Turkish.  So ancient Assyrian culture would be as unrecognizable to modern Assyrians as painting oneself blue is to modern Brits.  In the 15th C, the Church of the East still thought of itself as a universal church, and identified several ethnic labels within its ranks.

But as Christians in the Hakkari Mountains and Iraq encountered European ideas of ethnic persistence and self-determination, they cast about for which ethnicity they could claim, and “Assyrian” seemed a sensible choice which was close to hand.  The problem is that those European ideas of ethnic persistence and physiognomy are demonstrably wrong, and yet ethnic essentialism persists among Middle Eastern Christians still hoping in vain for Western world leadership to live up to Western political ideals of national autonomy and self-determination.

You can see why it’s a sensitive topic.  But the short answer is that “Chaldeans” are Catholic “Assyrians.”